Empathy and Music Education

The emotional significance of music has been a topic of scholarship for centuries. For example, Plato and Aristotle believed that happy-sounding music has the power to make people feel happy; sad-sounding music tends to make people sad.

But is this plausible? Yes. Research in the last 15 to 20 years by today’s top music psychologists—including David Huron, Patrik Juslin, and many others—affirm that musical sounds can arouse and express a wide range of emotions. Indeed, today’s top neuroscientists, sociologists, and music philosophers make the same arguments—but with broader and deeper explanations—about many kinds of musical emotions and relationships (see MM2, Chapters 5 and 9).

Skeptics (who tend to ignore current research) usually argue that when people listen to the sounds of instrumental music, there’s nothing to be happy or sad about, because nothing of human consequence has happened in the musical sounds that would cause listeners to feel happy or sad, or any emotion. But skeptics are wrong, because old, simplistic stimulus-response theories and abstract cognitive notions of the nature of emotions and emotional arousal have been replaced by more sophisticated understandings of the relationships between music, emotion, and personhood (see MM2, Chapter 5).

Part of what’s going on is related to the importance of empathy. Empathy is not the same as sympathy, pity, or feeling sorry for another person, or agreeing with someone to make them feel good. Empathy implies that we adopt (consciously or non-consciously) the perspectives or emotional dispositions of another person in an effort to understand and respond compassionately, responsibly, and ethically. Without empathy, people would be strongly inclined to act selfishly, and group cohesion and collaborations would be unlikely, if not impossible; and, at worst, psychopathologies would be common. Thus, many neuroscientists argue that human beings are hard-wired for empathy.

Experts in developmental affective neuroscience tell us that there’s increasing evidence that human infants are born with unified body-brain-mind systems that underpin our ability to develop naturally, informally, and formally the dispositions and abilities to respond empathetically to and for the benefit of others. So, empathy seems to be an innate human propensity. Why else would most parents automatically love and care for their babies, or bond together in families and groups?

In MM2, we discuss the importance of empathy in music teaching and learning. Why? Because in the big picture, music can make huge positive transformations in people’s lives and communities. “Senseless” violence (e.g., the recent mass murder of nine people in a South Carolina church), racism, and other inhuman acts are not “causeless.” These acts can be prevented partly, if not largely, through education. So, we should pause and consider whether we’re “doing fully and rightly by/for” our students and their worlds. Is it enough for kids to learn how to perform accurately, play iPad music, or improvise jazz? We suggest that all of us can and should being doing more.

Education(s) of all kinds, rightly understood, is the constant consideration of the persons in our care. If we truly care about our students and their worlds, if we educate our students towards respect and understanding, then we’d be better situated to help them develop and sustain a socially just commitment to others (see MM2, Chapter 4 and, for example, pp. 268-270).

What does this mean for music education? Being an educative and ethical music teacher includes engaging our students—though all forms of musical engagement—in situations where they can learn and feel reciprocal processes of self-other growth, and the ways their emotions are affected positively and negatively by specific performers, composers, (etc).

Sometimes musical emotions and memories ignite students’ energy, and/or make them feel sad, embarrassed, alienated, or disrespected. In the processes of music making and listening, students and teachers should discuss—from time to time, but never moving music from the center of music education—their musical emotions and the possible causes. The point—which is absolutely NOT about reaching a consensus about what emotions a specific piece of music may arouse or express—is partly about learning how and why musicing environments should be conceived as musical-ethical communities where everyone receives and enjoys respect, acceptance, and personal fulfillment in and through music making.

To build and maintain sustainable and resilient learning environments—to support and enhance students’ confidence, intrinsic motivation, and persistence—an understanding of holistic personhood (MM2, Chapter 5) is an essential part of knowing how, when, where, and how much to teach at any given time. And the key to unlocking these sustainable and resilient learning environments is compassion and empathy through musicing and listening (MM2, Chapter 9).

How? Listeners can, and often do, empathize (consciously and/or nonconsciously) with musical sounds. This occurs because individual listeners mirror, respond to, and simulate internally what they feel a composer and/or performer(s) might be attempting to express emotionally, visually, and so on (MM2, Chapter 9). Through empathizing, listeners may/can feel “as if” they are experiencing the same feelings as the composer/performer(s) themselves. Feeling “as if” may be bodily: for example, synchronizing to/with musical rhythms/feels propels this phenomenon. Sometimes, listeners imagine via empathy what the performer feels when performing and moving with the music (e.g., audiences at a jazz, hip hop, or Taylor Swift concert); sometimes a listener imagines via empathy what a composer in Western classical music or jazz seems to have felt when composing. Performers often experience the same musical emotions for the same reasons. These emotions may be real or imagined; such connections may be felt while we listen or after. In short, affective connections between self and music (whether as a listener or performer) are relational and are imbued with empathy.

In line with contemporary care ethics, empathy is receptive; it’s a non-cognitive assessment of another’s feelings, a state of being and feeling what another may be feeling.

Understanding empathy as an integrated response process of body-brain-mind, cognition, and emotion (and more) is important for education generally and music education specifically. Helping students reflect on why and how they empathize, or not, with various examples of music is a way of helping them to understand their emotional selves. Musically, self-other reflection helps students learn to “read” each other’s expressive musical actions (phrasing, slight deviations in tempi, etc.) in order to collaboratively interpret a piece of music. In jazz, for example, this would be called feeling and creating the “groove” together. When students are alert to each other’s musical contributions through empathy, this often leads to expressive and joyful music making.

Our concept of empathy in music education is a transactional concept of musical emotions, and music teaching-learning, that socially situates students’ efforts to “construct” their awareness (emotional, intuitive, bodily, reflective), as well as numerous musical skills, understandings, dispositions of compassion and empathy, habits of mind and heart, and ethical behavior in and through ecological relationships with their environmental circumstances—personal, familial, historical, social, cultural, technological, racial, gendered, economic, political, spiritual, and many other dimensions of life, whether inside or outside schools.

Because music has enormous powers and potencies for “capturing” us physically, psychologically, socially, cooperatively, and more, shouldn’t music educators teach-for these potentials by teaching empathy in and through musicing and listening?

Music Education and Advocacy

My father was an exceptionally good jazz pianist. He was a self-taught amateur. He played every night at home after his daily work and at sing-along parties with our neighbors on Saturday nights. And he composed songs for his own satisfaction and for the delight of his friends. I loved the sounds he played, improvised, and composed.

The joy and excitement that swirled around his music making at our family and neighborhood musical get-togethers was infectious and socially transforming. I wanted to be like him; I wanted to be able to do what he did. So after starting me out at age 4 with informal jazz piano lessons at home, he took me to a local community music school in Toronto for regular lessons with Vincent Cinanni, a professional jazz, pop, and classical pianist and composer—a wonderfully artistic, creative, and kind man. I was five-years-old. Soon I began to play at our musical gatherings, surrounded by supportive adults who sang and played along on guitar, harmonica, and violin.

Although my K-6 elementary school music education was unsystematic, with infrequent opportunities to engage in music making, I was asked to play piano at many school and community functions. These little gigs started to build my musical-personal identity as “the musician” among my peers and teachers.

During my middle and secondary school years, two deeply talented musicians-music educators—Glen Wood and Bob Cringan—worked diligently to involve my peers and I in all forms of music making and listening. Because of them, I became involved in band and jazz band groups as a performer, arranger, composer, conductor, and a novice teacher of my peers.

These rich and varied experiences allowed me to take leadership roles in my school music programs and in many community music groups, including my own professional dance bands and jazz bands. And so it was—with a rich and joyful foundation of musical experiences—that I began to study music at the University of Toronto and that I made a commitment to music education.

All of these experiences formed the bedrock of the praxial philosophy of music education I wrote in the first edition of Music Matters (1995) and, now, in MM2, with Marissa Silverman.

Advocacy in Action!

My point in relating my personal story is to suggest that although verbal statements about the values of music education are necessary and fundamental forms of advocacy, the most powerful means of making our case are the processes and social settings of musical particip-action that yield deep satisfactions for participants of all ages and ability levels.

For example, a parent engaged in joyful music making and listening usually means a child engaged in music making and listening. A school principal, politician, or business person involved in personally and/or social satisfying experiences of singing, playing, composing, and listening is likely to support school and community music education.

So in addition to teaching our students, we need to find more and various ways to provide meaningful musical experiences for our students’ parents and friends, other teachers in our schools, and political and business leaders in our communities. And we need to find ways to create community music groups and school-community partnerships that provide opportunities for parents, colleagues, and others to engage in joyful music making and listening and witness our music teaching expertise in action.

So what about written and verbal advocacy? Yes, of course, it’s imperative to consider scholarly views about the values of music and music education as a basis for evaluating advocacy statements and as material for valid and reliable advocacy claims. But it’s essential to keep in mind that music education advocacy (or MAD, for short) and music education philosophy (or MEP) are fundamentally different. Why? Because MAD too often focuses on the “short, fast sell” using fluffy sound bites, incomplete or “pop research,” and t-shirt slogans (“Music Raises Math Scores!”) tailored to fit the latest “school reform” mandate (e.g., Common Core Standards). Thus, MAD blogs, ads, and articles often “dumb down” the complexities of our profession, mislead parents, and demoralize excellent music teachers. This is why it’s so important to approach MAD cautiously and critically, and to teach future music educators to do the same.

By the way, I’m terrible at math. TERRIBLE!

MEP is about thinking very carefully about what people say and do, being skeptical when reading MAD claims, and asking: Where’s the large body of recent and excellent research that we must have before we can be confident in saying music education can raise math and reading test scores, or music education improves academic achievement?” MEP is about combining scholarly sources in many fields—and the informed, practical wisdom of experienced teachers—to carefully formulate our professional aims, goals, objectives, curriculum content, teaching strategies, and assessment procedures.

But, and……….— here’s the takeaway message—long before I started to read advocacy statements and scholarly discussions about the natures and values of music, music education, and community music, I experienced over and over again—in my childhood and adolescent years—the creative and emotional powers of music through active music making and music listening. This probably holds true for many people, including most music educators and community musicians.

If so, then our concept of “advocacy” should include but go far beyond words. We should—we must— put our musical, educational, financial, diplomatic, and social skills and understandings to work to make it possible for more people in our communities to experience the joys and satisfactions of music-making and, therefore, to “make a life in music” to the extent they desire.

The future strength and security of school music programs depends not on using music for MAD purposes, but on our ability to combine valid, evidence-based verbal and written explanations about the values of music education with our best musical actions toward achieving much wider and more varied approaches to music instruction inside and outside schools.

We must find ways to engage more and more people of all ages, in all walks of life, in personally and socially meaningful, satisfying, and joyful musical particip-action.

Music = ax2 + bx + c. Huh?

As music education professor and music psychologist Don Hodges says  “we should teach music for all the wonderful humanizing benefits that accrue, and if—big “IF”—academic achievement is affected positively, that is extra value added.”

If you’re tempted to believe all the hype about how music education definitely, actually, absolutely increases the likelihood that students will achieve higher scores on standardized tests of math and reading, consider three counter arguments by top scholars who’ve spent their long careers researching relationships between music education and achievement scores: Dr. Ellen Winner, Dr. Glenn Schellenberg, and Dr. Eugenia Costa-Giomi.

1. Ellen Winner is Professor and Chair of Psychology at Boston College and a Senior Research Associate at Project Zero, Harvard Graduate School of Education. She directs the Arts and Mind Lab, which focuses on cognition in the arts in typical and gifted children. Winner is the author of over 100 articles and four books. In 2000 she received the Rudolf Arnheim Award for Outstanding Research by a Senior Scholar in Psychology and the Arts. Winner has devoted her long and distinguished career to supporting and improving school arts programs through copious scientific research on relationships between the arts and intelligence, thinking, and creativity, and the “invaluable habits of mind that arts education teaches us.

Winner rejects the claims of arts advocates when she says “there is NO definitive evidence that music improves math.” To take one example, her research team studied “mathematicians’ self-reported musicality” and compared them to people in other fields: “We asked over 100 PhDs in math . . . to self-report on all kinds of measures of their musicality. And guess what we found? No difference.” People in other fields “are just as likely to report being musical (including playing an instrument) as people in mathematics.”

2. Glenn Schellenberg, professor of psychology at the University of Toronto, has spent decades investigating possible relationships between music, math, and reading. After one (among many) large meta-analysis of correlation studies, Schellenberg concludes that if music lessons correlate with improved math abilities, this does NOT mean that music causes improvements in math abilities. It may only mean “children with high IQs (who perform well in a variety of test settings) are more likely than other children to take music lessons.

To repeat: correlation is not the same as causation. Just because two things occur together doesn’t mean that one thing (e.g., music making, or music listening) caused the other, even if it seems to make sense—or even if we desperately want to say something like “musical participation will raise math scores.”

3. The renowned music education researcher Eugenia Costa-Giomi (University of Texas-Austin) argues that there is not a single study” supporting the claim “that classical music improves young children’s cognitive development.” Like Schellenberg, Costa-Giomi acknowledges that even though there might be “a strong relationship between music participation and academic achievement,” she warns that “the causal nature of the relationship is questionable.” Why? Again, because what NAfME and other music education organizations’ advocacy bloggers often fail to understand is that statistical correlations “do not necessarily mean that arts instruction produces [or causes] achievement gains.”

In fact, it may be the other way around because “it is known that students who choose to participate in the arts are more academically inclined than students who choose not to do so.” In addition, considerable research does not support claims that musical participation might improve academic achievement because, says Costa-Giomi, “it’s difficult to disentangle the true effects of music instruction from the effects of many other variables [e.g., a student’s capacity to concentrate during music teaching and learning interactions; her family’s income; the social dimensions of her musical experiences in her band, rock band, choir, etc.; the positive emotional effects she experiences during her teacher-student interactions] that mediate participation, persistence, and success in learning music. And this is why we must be cautious in our assertions about the long-term intellectual benefits of music instruction.”

It follows that any claims we read about music improving any specific dimension of cognitive functioning are premature at best, and invalid and unreliable at worst.

Let’s take a moment now to put these points in the broader context of American educational and political policymaking.

This past summer, the eminent NYU educational scholar Diane Ravitch wrote: “I don’t know about you, but I am sick of the test score obsession. I think our schools need to have a prolonged testing moratorium so we can figure out what education should be about and how to reduce our dependence on testing.” We couldn’t agree more. And we’re very concerned about what today’s testing obsession—and music advocates’ manic drive to link music and academic test scores—has done and is doing to music education.

For example, as we write this post, many music teachers in our hometown of New York City are preparing their math lessons. Wait, what was that? Yes. In a growing number of public schools in NYC (and in other places across the U.S.), music teachers are being told to set aside a considerable amount of time in their music classes—including their band, choral, general music, pop music, and other music classes—to teach math and literacy skills. In addition, many music teachers are being notified that a percentage of their evaluations will be based on their students’ standardized test scores in math and literacy. And this trend is currently moving upward in the form of “report cards for teacher education programs,” as Dr. Anne Whitney explains. 

Which brings us to the first of two takeaway messages: Be Very Careful What You Wish For! Why? Because the more administrators and policymakers are persuaded that “music makes you smarter” and that “music raises math and literacy scores” (etc.), the faster music students and music teachers will be evaluated NOT on their musical achievements, but on students’ math, reading, and other achievement scores.

One of the engines powering this obsession is called the Common Core or the Common Core State Standards Initiative. The Common Core is a recent U.S. school “reform” initiative that outlines quantifiable benchmarks in English-language arts and mathematics at each grade level from kindergarten through high school. On the surface, it seems reasonable and necessary. But, look more carefully—go below the surface of official U.S. documents and uninformed journalism—and you’ll see that this policy is deeply flawed.

Why and how? Ravitch, other scholars, and thousands of teachers provide detailed explanations of how the Common Core is reeking havoc on many aspects of education in the United States—and why it’s becoming a serious threat to music education. For constant updates, see Diane Ravitch’s blog and read her book: Reign of Error: The Hoax of the Privatization Movement and the Danger to America’s Schools. Know, also, that Ravitch values the importance of music making as an aim of schooling.

In fact, she once said to David in person that she wished all teachers would teach as effectively, educatively, and joyously as the best music teachers she’s seen.

Books and blogs by Ravitch, Michael Apple, Alfie Kohn, and many likeminded scholars and parents explain why NAfME’s well-intentioned support of the Common Core is highly problematic—NAfME’s adoption is politically correct, but it’s educationally injurious nevertheless, as was MENC’s quick and uncritical adoption of NCLB in the 1990s.

Time for a reality check: Is it fair to say that music teachers are and should be primarily educated to teach music? Is it true that most music teachers are not fully (or even partially) educated or certified to teach math or literacy? Is it right to say that it takes a considerable amount of skill and content knowledge to teach math and literacy well? If so, why not leave the teaching of math and literacy to math and literacy teachers? We’re not saying that music students should not engage in cross-curricular experiences if/when appropriate. But this is for each music educator to determine in his/her class.

One last point—a second take-away message. What few people realize is that the Common Core movement, and Bill Gates’s initiatives, are powered by a socially and educationally damaging economic-political movement called neoliberalism. Among other things, neoliberalism aims to privatize all areas of social life, including education. Today, education is “Big Business”—education is not about education in the deep sense, it’s about preparing “job-fillers,” not well-rounded citizens—as the eminent critical pedagogue and cultural critic Henry Giroux explains in his commentary on education, social justice, and neoliberalism.

In short, the Common Core is the tip of a very ugly economic-political iceberg.

Given today’s corporate, Wall Street priorities, many politicians and policymakers fail to value music education because learning how to make and appreciate music and the other arts is not immediately “profitable,” meaning that music is not directly related to preparing kids for jobs, and money-making, and future consuming. Here’s another reason why many advocates and teachers are knocking themselves out trying to explain why music education improves math and reading and why some advocacy “stuff” tries to persuade parents that if their children participate in music, they’ll make higher salaries as adults.

What does all of this mean for students? It means the steady erosion and elimination of meaningful school music programs, musical experiences, and the end of many music teachers’ careers.

Music Matters: A Philosophy of Music Education is now available

We are excited and proud to announce that the second edition of Music Matters: A Philosophy of Music Education has been released and is now available for purchase.

New to this Edition:

  • Expanded introductory chapters, and new chapters on education, personhood, musical understanding, musical processes and products, and musical emotions
  • Additional principles and examples for implementing the authors’ praxial approach
  • Cutting-edge research in music philosophy, psychology, neuroscience, and curriculum

Buy the book now from Amazon.

Music Matters Section Summary, Part Three: Music and-as-in Education

The second edition of Music Matters: A Philosophy of Music Education is divided into three parts (see the Table of Contents). Over the last few days, we have posted summaries of the first two parts.  This is the third (and final) summary before the book’s release on June 23, 2014.  The first two parts are linked below:

Part Three: Music and-as-in Education

In Part Three of this book, we explain why conventional forms of curriculum development are inappropriate for music teaching and learning. We argue that music educators and CM facilitators require a systematic, flexible, and interactive way of organizing music curricula to accommodate the natures and values of music, musical understanding, and musical processes and products. On the basis of the philosophy of music and music education developed in Part Two, and a concept of curriculum commonplaces, we propose a four-stage approach to music curriculum making that attempts to explain why and how music curricula ought to be organized and carried out as reflective musical practicums.

Clearly, the values of MUSICS and MUSICS education are several and profound. And they are unique to musicing, music listening, and the multidimensional nature of musical products. And if this is so, then there can be no doubt that MUSICS education has a significant contribution to make to society in general and the education of school and community music participants in particular.

Read the summaries of all three parts of Music Matters:

You can also view the complete the Table of Contents and buy the book

Music Matters Section Summary, Part Two: Musical Processes and Products in Contexts

The second edition of Music Matters: A Philosophy of Music Education is divided into three parts (see the Table of Contents). In the coming days, as we build to our release date, we will be posting a summary of each of these sections.  These will offer you a preview of the ideas and theories that we explore in the book.

Part Two: Musical Processes and Products in Contexts

In Part Two, we consider the natures and values of musical understanding, musical processes, musical products, musical experiences, creativity, and musical values. Among other proposals, we suggest that musical understanding depends on two inter-related and mutually supportive categories of embodied musical knowing: musicianship and listenership. The sixteen interrelated types of musical thinking and knowing that make up the musicianship and listenership of each musical praxis and each form of musical understanding allow musicers and listeners to perform, create, and express many kinds of praxis-specific musical products (compositions, arrangements, improvisations, performances of each and all, etc.).

From our praxial perspective, musical products can embody and communicate a wide variety of meanings, including artistic-structural, emotional, representational, cultural-ideological, narrative, autobiographical, and ethical meanings. Of course, what and how musical products embody and convey their meanings depends on the socially situated nature of the musical people, processes, products, and contexts involved. From this viewpoint, musical products offer musicers and listeners numerous ways of expressing, responding to, and making musical, personal, social, political, gendered, and other meanings during musical experiences and events.

Following our considerations of musical understanding and musical products, we focus specifically on the nature and values of musical-emotional experiences, musical values, and musical creativity.

Altogether, Part Two suggests that when school music teachers and CM facilitators engage with learners educatively and ethically—when we teach in, about, and through music—musicers and listeners of all ages, everywhere, gain multiple ways of pursuing their needs and desires for full human flourishing, or “eudaimonia,” which includes (but is not limited to) personal, artistic, social, empathetic, and ethical growth and fulfillment; lifelong and lifewide musical “particip-action” with and for others; health and well-being for oneself and others; social capital; self-efficacy and self-esteem; happiness for oneself and others; and a means of serving one’s community as an artistic citizen committed to acting artistically for social justice. In this view, participating in musical praxes is an exquisite way of growing, thriving, experiencing, and contributing constructively to one’s worlds.

In addition to these values and “goods” of musical praxes, musicing, listening, and musical products extend the range of people’s expressive, responsive, and creative powers. When music education and CM are carried out educatively and ethically, with care and respect, people have opportunities to formulate personal-musical expressions of their deepest feelings and cherished beliefs and give artistic-cultural form to their powers of thinking, knowing, and valuing.

Given the profound richness of musicing and listening, this praxial philosophy argues that musicing and listening are also significant insofar as musical products play an important role in establishing, defining, delineating, and preserving a sense of community and self-identity within social groups. Musical praxes constitute and are constituted by their cultural contexts and the social bonding that occurs in and through acts of musicing and listening of all kinds.

Additionally, teaching and learning a variety of Musics comprehensively, as music cultures (through a praxial approach), amounts to an important form of socially inclusive, democratic education. Entering into unfamiliar musical cultures activates self-examination and opens possibilities for self-growth and the transformation of one’s relationships, assumptions, and preferences. During ethical processes of intercultural music education, guided by practical wisdom, or phronesis, teachers and learners can confront and reflect critically on their prejudices (musical, personal, social, cultural, political, and gendered) and face the possibility that what they believe to be universal is not. In the process of welcoming learners into unfamiliar musics, music educators and CM facilitators link the primary values of musics and music education to the broader goals of democratic-humanistic education.

UPDATE:

Read the summaries of all three parts of Music Matters:

You can also view the complete the Table of Contents and buy the book

Music Matters Section Summary, Part One: Foundational Matters

The second edition of Music Matters: A Philosophy of Music Education is divided into three parts (see the Table of Contents). In the coming days, as we build to our release date, we will be posting a summary of each of these sections.  These will offer you a preview of the ideas and theories that we explore in the book.

Part One: Foundational Matters

In Part One of this book, we propose that school music educators and community musicians should consider the interrelationships between music, education, and personhood. Because music is made with and for people, people are at the core of all musical transactions. Hence, we are against foundational thinking that conceives of music narrowly—as nothing more than pieces or “works” of music alone. Musics result when persons engage in critically reflective actions and active reflection within musical praxes, at specific times within specific cultures. And depending on those times and cultures, musical praxes refine and redefine themselves in relation to the people they are made and created for. Indeed, musics are embedded in and derive their nature and significance from their contexts of production and use. Even the structural properties of musics owe their characteristic features to the reflections of practitioners and theorists who work at particular times in the history of their music-cultural belongingness. Accordingly, musics are thoroughly artistic-social constructions. MUSICS, considered globally, are the diverse human praxes of making diverse kinds of musics for different kinds of participants and listeners. And EDUCATIONS, considered globally and carried out as praxes, refers to all possible instances, forms, and transactions of educative and ethical teaching and learning.

UPDATE:

Read the summaries of all three parts of Music Matters:

You can also view the complete the Table of Contents and buy the book

Welcome to the Music Matters Website!

This website is a companion piece to the Music Matters: A Philosophy of Music Education 2nd Edition published by Oxford University Press.

Over the next few weeks, we’ll be posting updates, an online glossary of Music Education, links to additional resources, and much more.

Thank you so much for visiting our website and for your interest in our book.  We look forward to an exciting dialog with our peers and the entire Music Education community.

David J. Elliott and Marissa Silverman